Broker Check

Wherever Your Journey Leads You, We'll Be Along for the Ride.



The San Tan Difference

The San Tan Difference

At San Tan Planning & Investments, we believe entirely in the power of individual choice! The Financial services industry is experiencing tremendous change, some good changes and some not-so-good changes. It's critically important that when you select a financial professional to work with, you select a fiduciary adviser who by definition is someone you can trust.  We believe our independence and selectivity allows us to act with your best interest in mind when providing investment advice.


The complexities of the financial world require sophisticated wealth management and a partner to assist you who is dedicated to pursuing your specific goals. Through our affiliation with Cetera Advisor Networks LLC, you will have the benefit of an independent firm with the flexibility to choose investment management partners and products. Our goal is to make recommendations that are based on what’s best for you and your objectives. We proactively problem-solve on your behalf, and communicate regularly with you, our strategic partners, and your team of key advisors to ensure we are each involved in the projects that matter most to you and your family.

Our Strategic Partners

Our Broker/Dealer: Cetera Advisor Networks LLC

Our Broker/Dealer: Cetera Advisor Networks LLC

We are affiliated with Cetera Advisor Networks LLC, one of the premier broker-dealers in the industry. They’re responsible for executing trades on your behalf. Like all broker-dealers, they must undergo regular auditing, and are required to meet specific net capital requirements to ensure they can meet obligations to investors like you. But their support for our relationship goes well beyond executing trades. We have the independence and freedom to recommend the financial products and strategies that work toward your goals—no sales quotas to fulfill or proprietary products to push— your objectives are what drive the investment decisions, while Cetera Advisor Networks’ network of people and resources help us pursue your unique goals and vision for the future.

Our Custodian: Pershing

Our Custodian: Pershing

While a broker-dealer helps supervise and facilitate the trading that uses your money to invest on your behalf, the resulting  assets are held by a custodian. Cetera Advisor Networks works with Pershing LLC to hold investor assets in brokerage  and advisory accounts as a custodian. Pershing is a subsidiary of the Bank of New York Mellon Corporation, which is the nation’s oldest continuously operating bank and one of the world’s leading providers of securities services.



At San Tan Planning & Investments, we strive to add value by understanding the needs and objectives of our clients. Our approach is consultative, objective and committed to excellence. The client dictates the focus and objectives, and we bring our extensive experience along with the resources of our broker/dealer, Cetera Advisor Networks LLC.


Independence offers huge benefits for our clients. By not having a corporate agenda or having the pressure to sell specific proprietary products, our independence gives us the ability to choose investments and insurance products from a whole universe of providers. This allows us the flexibility to select investments that we believe will work towards our client's financial goals while providing us the ability to adjust and create portfolios that uniquely suit our client's risk tolerance and financial objectives.


Financial Planning in the modern world today has been made complex. Our goal with our clients is to simplify the investment experience without sacrificing thoroughness. Our experience allows us to focus on providing uncomplicated advice through a system we have developed called the “Core Review Process.”


Our guiding principle is to give you the confidence that our recommendations are based only on what is best for you. As financial professionals, we have a legal and professional obligation to act in a fiduciary capacity when working with advisory accounts and always do what is in your best interest. Always. Most of all - you will always be treated like family. We will respect your assets no matter what your current financial situation may be, and we will strive to educate you - not just advise you.


We maintain an unwavering commitment to meet and exceed expectations every step of the way. We have implemented our own “Client Service Standards” aimed at providing our clients with a truly outstanding client experience.


We strive to help our clients navigate their way through the inevitable turbulence that hits the financial markets. We proactively problem-solve on your behalf, and communicate regularly with you, our strategic partners, and your team of key advisors on an ongoing basis.  Through ongoing monitoring, we work toward the goal that your financial plan is an effective one working to meet the many challenges we face today.

All investing involves risk, including the possible loss of principal. There is no assurance that any investment strategy will be successful.

Have a Question?

Thank you!